Business ProfileforPacific investment Management CO LLC
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On June 16, 2023, Pacific Investment Management Company LLC entered into an Order Instituting Administrative and Cease and Desist Order with the US Securities and Exchange Commission. The order settles allegations that the business did not adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Act and its rules. Under terms of the order, the business agrees to cease and desist from committing or causing any violations, and shall pay a civil money penalty in the amount of $2,500,000.
This action is final.
At-a-glance
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Business Details
- Location of This Business
- 650 Newport Center Dr, Newport Beach, CA 92660
- BBB File Opened:
- 6/28/2023
- Years in Business:
- 24
- Business Started:
- 5/31/2000
- Business Incorporated:
- 5/31/2000
- Licensing Information:
- This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
- Type of Entity:
- Limited Liability Company (LLC)
Customer Complaints
0 Customer Complaints
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