Business ProfileforReJoyce Financial, LLC
Current Alerts For This Business
1C. Be free from government action that demonstrates a significant failure to support BBB ethical principles. BBB evaluates the action and makes a determination on adherence to this standard based on the nature of the violation and the extent of harm it caused or is alleged to have caused, whether it was caused or condoned by management, and actions taken to resolve underlying issues that led to the government action.
Additional business information
The following describes a pending government action that has been formally brought by a government agency but has not yet been resolved. We are providing a summary of the government's allegations, which have not yet been proven:
On January 18, 2024, the Office of the Indiana Secretary of State Securities issued an Order to Cease and Desist against ReJoyce Financial, LLC. The order was issued per violations of the Indiana Uniform Securities Act and alleges that the business owner, “by and through his business entities and affiliations induced several clients to enter into an investment advisory agreement with his firm without being registered.” The order also alleges the owner engaged in fraudulent practices involving over 2 million dollars in clients’ funds. To view additional details about the order, the Secretary of State’s Press Release can be viewed here.
At-a-glance
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Business Details
- Location of This Business
- 881 3rd Ave SW Ste 100, Carmel, IN 46032-3157
- BBB File Opened:
- 6/2/2016
- Years in Business:
- 11
- Business Started:
- 12/1/2012
- Business Incorporated:
- 10/15/2014
- Licensing Information:
- This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
- Type of Entity:
- Limited Liability Company (LLC)
- Number of Employees:
- 3
- Hours of Operation
Primary
- M:
- 9:00 AM - 6:00 PM
- T:
- 9:00 AM - 6:00 PM
- W:
- 9:00 AM - 6:00 PM
- Th:
- 9:00 AM - 6:00 PM
- F:
- 9:00 AM - 5:00 PM
- Sa:
- Closed
- Su:
- Closed
- Business Management
- Mr. Alexander Joyce, President & CEO
- Contact Information
Principal
- Mr. Alexander Joyce, President & CEO
Customer Contact
- Mr. Alexander Joyce, President & CEO
Customer Complaints
0 Customer Complaints
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